British Rail locomotive and multiple unit numbering and classification

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A number of different numbering and classification schemes were used for locomotives and multiple units operated by British Railways (BR), and this page explains the principal systems. This section also covers the post-privatisation period, as the broad numbering and classification arrangements have not altered since the break-up of BR.

Locomotives and multiple units (the majority being self-propelled) have frequently had similar arrangements for classification and numbering, so are considered together here. There are also links to other pages that deal in greater depth with the particulars of individual types.

Constituent companies[edit]

In 1948, BR inherited a variety of locomotives and multiple units from the Big Four railway companies and some smaller concerns. Details of the numbering and classification systems used by the Big Four companies are covered in the following pages:

In the main, new locomotives and multiple units built by BR to pre-nationalisation designs were numbered and classified according to the principles applied by the relevant Big Four company.

1948 numbering and classification[edit]

Immediately after nationalisation, BR had to decide how to number and classify the stock it had inherited from the Big Four companies, and how newly built stock would be included. In the main, it decided to simply adapt what was already there.

Locomotives[edit]

The classification systems of the Big Four were left unchanged for the inherited locomotives. However, BR decided to adopt the LMS power classification system as its preferred model and all inherited locomotives received a classification in this series as well as their traditional classification.

In order to remove the duplications of locomotive numbers, all locomotives were placed into a new number series as follows:[1][2]

Range Description Renumbering
1-9999 Ex-GWR steam locomotives Numbers unchanged
10000-19999 Diesel and gas turbine locomotives Without reference to previous number, except pioneer mainline locos LMS 10000/10001, whose numbers were unchanged
20000-29999 Electric locomotives SR CC1-3 to 20001-3, LNER 6000 to 26000, others without reference to previous number
30000-39999 Ex-SR steam locomotives (except Isle of Wight*) Addition of 30000, except: C1 etc. to 33xxx, 21C101 etc. to 34xxx, 21C1 etc. to 35xxx, 3xxx series renumbered without reference to previous number
40000-59999 Ex-LMS steam locomotives Addition of 40000, except 2xxxx series renumbered without reference to previous number into the 58xxx series
60000-69999 Ex-LNER steam locomotives Addition of 60000, except 10000 to 60700
70000-79999 BR-design tender steam locomotives New Build
80000-89999 BR-design tank steam locomotives New Build
90000-99999 BR & War Department large freight locomotives ex-War Department locos renumbered without reference to previous number

Note: *Isle of Wight locomotives retained their existing numbers in a separate series commencing at W1, and locomotives transferred to the island by BR were renumbered into that series - and vice versa for those returned to the mainland.

This approach meant that the numbering arrangements adopted by the pre-Nationalisation companies were retained in the new system, and new locomotives built to the designs of the old companies were numbered appropriately in their series. Locomotives inherited from smaller concerns were numbered in the most appropriate regional list, e.g. ex-East Kent Railway stock utilised blank numbers in the 3xxxx ex-SR series.

The new series for diesel, petrol, gas and electric locomotives were arranged as follows:

Range Description
10xxx Mainline diesel Locomotives
11xxx Diesel mechanical & diesel hydraulic shunters (British Railways orders)
12xxx Ex-LMS shunters 300 hp (224 kW) and over
13xxx Diesel electric shunters (British Railways orders) *
150xx Ex-LNER shunters
151xx Ex-GWR shunters
152xx Ex-SR shunters
18xxx Gas turbine locomotives
20xxx Ex-SR electric locomotives
26xxx Ex-LNER electric locomotives
27xxx Express passenger electric locomotives

Note: * Number 13000 was initially allocated to a 250 hp (186 kW) ex-LMS shunter, but this locomotive was withdrawn before being renumbered.

Modern traction[edit]

Numbering of electric multiple units was undertaken on a regional basis, with each region having its own series commencing from 001. Most diesel multiple units were not allocated unit numbers, though in later years numbers were allocated on a regional basis in the Scottish and Western regions, and by individual depots elsewhere. For more details on these series, see British Rail Regional Multiple Unit Numbering.

To classify electric stock, a two-letter prefix was used to indicate what type it was, followed by a number issued sequentially from 1. This was a system adapted from that used by the LNER for its electric stock (e.g. EM1, see here). The additional prefixes used were:

  • AL: AC electric locomotive
  • AM: AC electric multiple unit

The Eastern and North Eastern regions used a series of different classifications for diesel locomotives. The first method was also adapted from the old LNER system, and applied only to diesel shunters operating on those regions. It comprised a prefix, indicating the transmission type and wheel arrangement, followed by a number allocated sequentially from 1. The prefixes used were:

  • DEJ: Diesel-electric, 0-6-0 wheel arrangement
  • DJ: Diesel-mechanical or hydraulic, 0-6-0 wheel arrangement
  • DY: Diesel-mechanical or hydraulic, 0-4-0 wheel arrangement

The second classification system was developed in 1955 and applied to all types then in existence on British Rail. It was based on the format Dx/y, where x was the power of the locomotive in hundreds of horsepower and y was a number allocated sequentially to specific types (e.g. D1/1 would be a shunter with a 100 to 199 hp (75 to 148 kW) rating, D33/1 would be a Type 5 locomotive). The series was extensively re-arranged in 1962 in a somewhat confusing way, but following the same basic principles.

The Southern Region followed existing numbering (for its multiple units) and classification systems (for both multiple units and locomotives) inherited from the SR. The EMU classification system (e.g. 4SUB, see here) system was also extended to include their diesel-electric multiple units, but with a single letter. Locomotives were given a two-letter code, with the second letter indicating detail differences within the main type. For instance, what were to become Class 33 locomotives from 1973, were Class KA or KB depending on whether they were the standard design or that fitted for push-pull working with 4TC units.

1957 numbering and classification[edit]

In the early period of British Railways, steam locomotion had continued to be of prime importance. Apart from a growing selection of diesel shunters, there had been almost no development of mainline diesel or electric traction beyond the few locomotives ordered by the Big Four companies.

The 1955 Modernisation Plan heralded big changes in this situation, and from 1957 a new numbering system was used for diesel and electric locomotives ordered by British Railways, including those shunters ordered before 1957, which were renumbered into the new system. All steam and gas-turbine locomotives, and diesel and electric locomotives built to pre-nationalisation orders retained their existing numbers under the 1948 arrangements, though some had a 'D' or 'E' prefix added to their number in error.

Diesel locomotives[edit]

The numbering system matched up the new 'Type' classification that had been adopted for diesel traction, and which was based on the power of the locomotive. The broad categories were as follows:

Range Type Engine power
D1-D1999 Type 4 2000 to 2999 hp
D2000-D2999 Shunters Under 300 hp
D3000-D4999 300 to 799 hp
D5000-D6499 Type 2 1001 to 1499 hp
D6500-D7999 Type 3 1500 to 1999 hp
D8000-D8999 Type 1 800 to 1000 hp
D9000-D9999 Type 5 Over 3000 hp

Of the shunters that were renumbered, the only transparent renumbering was for those that had been numbered in the 13xxx series, for which the '1' was simply replaced with a 'D'. All the others were completely renumbered to separate out the different classes.

As always, there were some oddities. The 650 hp diesel hydraulic locomotives later Class 14 were numbered from D9500 upwards. When the Type 2 series got too crowded later on, new Sulzer Type 2 locomotives (later class 25) were numbered from D7500 upwards. Some experimental locomotives carried D0xxx numbers.

When the last mainline steam locomotive was withdrawn in August 1968 (leaving only three on the self-contained narrow gauge Vale of Rheidol Railway), the 'D' prefix was dropped.

Electric locomotives[edit]

The numbering system was divided into two series, one for AC locomotives and one for DC locomotives. DC locomotives were numbered from E5000 upwards, and DC electro-diesel locomotives, with a diesel generator for working off electrified lines, were numbered from E6000 upwards.

For AC locomotives, the first number was to be an indication of power. For example, if the power was in the range 2000 to 2999 hp, it would be numbered between E2000-E2999, and so on. In fact, apart from E2001 (the prototype AC locomotive, converted from a gas turbine locomotive, later Class 80), all AC locomotives were numbered from E3001 upwards. When new 5000 hp locomotives were under construction (later Class 87), these were allocated numbers from E3201 upwards, though they never carried these numbers as the 1973 arrangements were already in place by the time the first one was built.

1973 numbering and classification - TOPS[edit]

At the end of the 1960s, British Rail adopted the Total Operations Processing System (TOPS), a computerised system developed by IBM, the Southern Pacific Transportation Company and Stanford University in the United States. All types of locomotive received a TOPS classification,[3] and multiple units were later included according to this broad division:

Class Allocation
(0)xx Locomotives and Ships (leading zero was ignored)
1xx Diesel-Mechanical (including hydraulic) Multiple Units
2xx Diesel-Electric Multiple Units
3xx AC and Multi-Voltage Electric Multiple Units
4xx Southern Region DC Electric Multiple Units
5xx Other DC Electric Multiple Units
9xx Departmental (non-revenue earning) Multiple Units

From late 1970, British Rail started to apply new numbers to locomotives and multiple units based on the TOPS classification system, the first classes to be dealt with being the LNER-design EM1 type (TOPS class 76) and the AL3 and AL4 types of AC electric locomotives (TOPS classes 83 and 84). The format of these numbers is xxxyyy, where xxx is the class number and yyy the unique identifier for that locomotive or unit. All locomotive classes have unique identifiers that commence at xx001, except classes 43 (High Speed Train power cars, originally classified as multiple-unit vehicles), 97 and 98 (departmental and steam locomotives). Multiple unit classes are treated differently, because an attempt has been made to give units working within the same region or sector unique identifiers (for more information see British Rail Regional Multiple Unit Numbering). In recent years, unit numbers have also been tied in with the numbers of the carriages within a unit (e.g. 150201 is formed of carriages 52201 and 57201). As a result, very few multiple unit classes commence from xxx001.

Where there are variations within a class, subclasses are used in the format xxx/y. When the main renumbering scheme was published in 1973, many sub-classes were redesignated to better align the locomotives to be numbered in that sub-class with the sub-class number. Thus, class 47 was originally divided into sub-classes 47/1 (locomotives fitted with steam-heating equipment), 47/2 (not fitted with train-heating equipment) and 47/3 (fitted with electric train-heating equipment), but in 1973 these sub-classes were redesignated 47/0, 47/3 and 47/4. Usually, the subclass is connected to the first digit of the unique identifier, so that the first locomotive in subclass 47/3 was 47301. However, some caution is required on this point for the following reasons:

  • Where there are more than 100 examples in a subclass the identifier becomes obscured, e.g. 31201 is in subclass 31/1, which runs from 31101 to 31327.
  • Some classes renumbered from the 1957 arrangements simply had consecutive numbers from xx001, which ignored the subclasses identified, e.g. 25033 was in subclass 25/1.
  • Where numbers within a class became congested, it wasn't always possible to make the connection, e.g. locomotives in subclass 47/2 were fitted with Green Circle multiple-working equipment but retained their original numbers. In other cases it wasn't possible to start from xxxy01, e.g. subclass 08/9 started from 08991 because subclass 08/0 ran from 08001 to 08958.
  • Because of the different arrangements for numbering multiple units (see above), subclasses may have no link to the unique identifier at all; this is especially true on the Southern Region. Sometimes, where there is a principal run of units and a small variant subclass, the majority will be subclass xxx/0 whatever their identifier, but the variant's subclass does reflect the identifier, e.g. Subclass 302/0 for the standard passenger units (302201-312) and 302/9 for the postal units (302990-302993).

So far as renumbering from the 1957 arrangements was concerned, most locomotives retained the last two digits of their number, though some classes were renumbered without reference to their previous numbers. This was usually where sub-classes had already been or were in the process of being created (for example classes 45 and 47, in which some members were being fitted with electric train heating equipment, and 86, subject to various modifications, mainly to the suspension). The other exception was if the first locomotive of a class had carried a number ending in "00" under the 1957 arrangements, because TOPS could not handle numbers ending in "00". These were either renumbered at the end of the class (e.g. the prototype class 50 D400 became 50050), or took a vacant number of another class member that had already been withdrawn (e.g. prototype class 24 D5000 became 24005, D5005 having been withdrawn in 1969), or were renumbered at the end of a sub-group within the class. Class 20 was particularly complicated in this respect. The class had been built in batches between 1957 and 1967 and all 228 members were still in service when the TOPS renumbering scheme was drawn up, but instead of class prototype D8000 being renumbered 20228 at the end of the class (which was not divided into sub-classes) it became 20050, displaced D8050 became 20128, and D8128 in turn became 20228.

The situation was different for multiple units. Where unit numbers were carried, they were usually three-digit already. TOPS simply prefixed these existing unit numbers with the newly allocated TOPS class number. The process was more complicated on the Southern Region, which used four-digit unit numbers and where a more general unit renumbering was required so that the first number of the unit coincided with the last digit of the class number. Many diesel multiple units were not kept in regular formations, so did not have existing unit numbers, and this situation was not changed under TOPS (except following refurbishment).

The TOPS system has been perpetuated by the privatisation of British Rail, though the allocation of classes and numbers appears to have become more random and less governed by the rules followed by British Rail (but even they made exceptions). See British Carriage and Wagon Numbering and Classification for an explanation of how TOPS applied also to carriages and wagons.

Please Note: This section explains the successful application of TOPS to multiple unit stock, the arrangement that persists today. However, there was an earlier attempt to apply TOPS that differed from the arrangement set out below. More details about the first arrangement may be found here.

Locomotives[edit]

The series of locomotive classes were allocated according to the following pattern:

Class Allocation
01-69 Diesel locomotives (excluding second use of class 70)
70-79 DC electric and electro-diesel locomotives (including first use of class 70)
80-96 AC and multi-voltage electric locomotives (including first use of class 89)
89 Heritage diesel and electric locomotives (second use of class)
97 Departmental (non-revenue earning) locomotives
98 Steam locomotives
99 Ships

The following table shows in more detail how the classification of diesel locomotives was overlaid on the 1957 classification by Type:

Class Type Horsepower Previous number range
01-07 Shunters Under 300 D2000-D2999
08-13 Shunters 300 – 799 D3000-D4999
14-20 Type 1 650 – 1000 D8000-D8999/D9500-D9999
21-32 Type 2 1001–1499 D5000-D6499/D7500-D7999
33-39 Type 3 1500–1999 D6500-D7499
40-54 Type 4 2000–2999 D1-D1999
55-69 Type 5 Over 3000 D9000-D9499

AC electric locomotive classes AL1 to AL6 became 81-86 in order. Class 01 was subsequently reused to register any ex-industrial/Ministry of Defence shunters used on the national network regardless of horsepower.

Multiple units[edit]

The multiple unit series were divided up as follows:

Class Type
100-114 Diesel-Mechanical/Hydraulic 'Low Density' passenger units (i.e. few doors per carriage) - mostly short (57'0") frame, but Class 114 are long
115-127 Mixture of 'High Density' (i.e. doors to every seating bay) and 'Cross-Country' (long distance) passenger units - long (63'6") frame
128-131 Parcels units - mostly long frame, but Class 129 are short
140-144 Second generation railbus (4-wheel) units (Pacers)
150-199 Second generation bogie units (Sprinters, Networkers, Turbostars, Coradias, Desiros & Civitys)
200-207 Diesel-Electric First generation units
210-249 Second generation units
250-299 Express units
300-312 AC Electric First generation units
313-369 Second generation units
370-399 Express units since the privatisation of British Rail (Electrostars, Desiros, Pendolinos, Hitachi A-trains & Civitys))
920-935 Departmental units Southern Region departmental units
936-939 Other departmental electric multiple units
950-960 Other departmental diesel multiple units (since the privatisation of British Rail, this series has included electric multiple units)

AC electric multiple units AM1-AM11 became 301-311 in order (in fact the AM1 units had already been withdrawn, so Class 301 was never actually used). The 1xx and 2xx series were originally arranged so that driving motors, driving trailers and trailer cars all had their own individual class numbers (presumably because these units were more prone to being reformed), but this was subsequently revised so that each type of unit had a single class number, as allocated to the driving motor car.

Whereas within most ranges class numbers were allocated sequentially as new types were constructed, the Southern Region adopted a more complicated system for their electric multiple units, with the second and third digits indicating in more detail the type of unit. Second digits were allocated as follows:

Class Type
40x Southern Railway-designed units
41x 1950s British Railways-designed units
42x 1960s British Railways-designed units
43x 1967 Bournemouth Electrification units
44x 1970s British Railways-designed units
45x 1980s British Railways-designed units
46x 1990s Networkers
48x London Underground ('Tube'-sized) units
(also temporary formations and Gatwick Express units)
49x Unpowered trailer units (later 4x8)

Third digits were allocated as follows:

Class Type
4x0 Express units with buffet (later 4x2)
4x1 Express units
4x3 Four-car outer-suburban units
4x4 Two-car outer-suburban units
4x5 Four-car inner-suburban units
4x6 Two/three-car inner-suburban units
4x7 Special purpose units (e.g. first Gatwick Express units)
4x9 Single car units

Of course, many exceptions arose over time. One major change was to change the classification of unpowered trailer units from 49x numbers to 4x8 numbers (which involved reclassifying Class 491 to Class 438). When Southern Region unit numbers were changed to fit with the TOPS classification system, former 4x0 classes were all reclassified to 4x2. This was necessary because Southern Region units only displayed the last four digits of their six-digit TOPS number, and it was decided that no painted unit number should commence with a '0'. It is worth noting that despite only showing the last four digits, the actual number of the unit was still the six-digit TOPS number. This often causes confusion both to enthusiasts and those outside the field alike.

2011 numbering and classification alterations and extensions - TOPS[edit]

In September 2011, the UK Rail Safety and Standards Board issued Railway Group Standard GM/RT2453,[4] which made some alterations to the TOPS classes allocated to various types of locomotive and multiple unit - primarily extending the number ranges for certain types of locomotives and multiple units where the previous allocation ranges were becoming exhausted. The standard also provided for the allocation of European Vehicle Numbers to most mainline rail vehicles in Britain, as part of the implementation of EC Directive 2008/57/EC (the Railway Interoperability Directive).

Railway Group Standard GM/RT2453 was replaced in December 2017 by Rail Industry Standard RIS-2453-RST,[5] which introduced the requirement for all new rail vehicles receiving authorisation to enter service in Britain after 1 January 2018 to display their full 12-digit European Vehicle Number regardless of whether or not the vehicle is intended for use only on domestic services.

Following the introduction of Standard RIS-2453-RST the allocation ranges have been as follows:

Locomotives[edit]

Vehicle Type UIC Type Code Class Allocation
Diesel shunting locomotives 98 01 – 09
Electric shunting locomotives 97 01 – 09 and 80 – 96 *A
Diesel locomotives 92 10 – 79 *B
Electric locomotives 91 80 – 96
Existing electro-diesel locomotives 91 73 only
Heritage locomotives 90 98 only
Unallocated 97 and 99

*A Electric shunting locomotives do not have their own range and may be allocated from the diesel shunting locomotive or the electric locomotive ranges.
*B Although InterCity 125 power cars are often considered to be Class 43 diesel locomotives, they are treated as diesel multiple units for the purposes of vehicle numbering.

Multiple units and fixed formation sets[edit]

Unit Type Class Allocation
Diesel-mechanical and diesel-hydraulic multiple-unit sets 100 – 199
Diesel-electric multiple-unit sets 200 – 299
Multiple-unit sets powered by diesel and/or other fuels 600 – 699
DC electric multiple-unit sets 400 – 599
AC and AC/DC electric multiple-unit sets 300 – 399 and 700 – 749
Multi-mode*A multiple-unit sets 750 – 799
High-speed*B multiple-unit / fixed-formation sets 800 – 899
Infrastructure maintenance and other non-passenger multiple-unit / fixed-formation sets 900 – 999

*A A multi-mode unit is one with two or more sources of traction power, at least one of which is external.
*B A high-speed unit is one capable of operating at speeds above 190 kilometres per hour (120 mph).

Allocations made prior to the introduction of the GM/RT2453 were not changed.

See also[edit]

For further information on individual classes of locomotive or multiple unit, see these pages:

Related pages on BR numbering and classification include:

References[edit]

  1. ^ Locomotive Renumbering Scheme The Railway Magazine issue 575 May 1948 page 203
  2. ^ Carter, Ernest (1955). The Observer's Book of Railway Locomotives of Britain. London: Frederick Warne & Co. p. 20.
  3. ^ Cooke, B.W.C., ed. (September 1968). "Reclassification of B.R. locomotives". The Railway Magazine. Vol. 114 no. 809. London: Transport & Technical Publications. p. 565.
  4. ^ Rail Safety and Standards Board (September 2011). Railway Group Standard GM/RT2453: Registration, Identification and Data to be Displayed on Rail Vehicles (PDF).
  5. ^ Rail Safety and Standards Board (June 2020). Rail Industry Standard RIS-2453-RST: Vehicle Registration, Marking and Numbering (PDF).